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JOURNALS // Matematicheskii Sbornik // Archive

Mat. Sb., 2017 Volume 208, Number 12, Pages 4–41 (Mi sm8780)

This article is cited in 4 papers

Sign rank versus Vapnik-Chervonenkis dimension

N. Alonabc, Sh. Morandbe, A. Yehudayofff

a Sackler School of Mathematics and Blavatnik School of Computer Science, Tel Aviv University, Tel Aviv, Israel
b Microsoft Research, Herzliya, Israel
c School of Mathematics, Institute for Advanced Study, Princeton, NJ, USA
d Department of Computer Science, Technion – Israel Institute of Technology, Haifa, Israel
e Max Planck Institute for Informatics, Saarbrücken, Germany
f Department of Mathematics, Technion – Israel Institute of Technology, Haifa, Israel

Abstract: This work studies the maximum possible sign rank of sign $(N \times N)$-matrices with a given Vapnik-Chervonenkis dimension $d$. For $d=1$, this maximum is three. For $d=2$, this maximum is $\widetilde{\Theta}(N^{1/2})$. For $d >2$, similar but slightly less accurate statements hold. The lower bounds improve on previous ones by Ben-David et al., and the upper bounds are novel.
The lower bounds are obtained by probabilistic constructions, using a theorem of Warren in real algebraic topology. The upper bounds are obtained using a result of Welzl about spanning trees with low stabbing number, and using the moment curve.
The upper bound technique is also used to: (i) provide estimates on the number of classes of a given Vapnik-Chervonenkis dimension, and the number of maximum classes of a given Vapnik-Chervonenkis dimension—answering a question of Frankl from 1989, and (ii) design an efficient algorithm that provides an $O(N/\log(N))$ multiplicative approximation for the sign rank.
We also observe a general connection between sign rank and spectral gaps which is based on Forster's argument. Consider the adjacency $(N \times N)$-matrix of a $\Delta$-regular graph with a second eigenvalue of absolute value $\lambda$ and $\Delta \leq N/2$. We show that the sign rank of the signed version of this matrix is at least $\Delta/\lambda$. We use this connection to prove the existence of a maximum class $C\subseteq\{\pm 1\}^N$ with Vapnik-Chervonenkis dimension $2$ and sign rank $\widetilde{\Theta}(N^{1/2})$. This answers a question of Ben-David et al. regarding the sign rank of large Vapnik-Chervonenkis classes. We also describe limitations of this approach, in the spirit of the Alon-Boppana theorem.
We further describe connections to communication complexity, geometry, learning theory, and combinatorics.
Bibliography: 69 titles.

Keywords: VC dimension, hyperplane arrangement, sign rank, half-spaces, linear classifiers, unbounded-error communication complexity.

UDC: 512.643.8+519.142

MSC: Primary 03D15, 05A05, 15A60, 68T05; Secondary 68Q32

Received: 06.07.2016 and 14.10.2016

DOI: 10.4213/sm8780


 English version:
Sbornik: Mathematics, 2017, 208:12, 1724–1757

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